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NEW QUESTION: 1
A-2-Z Associates is a full service brokerage and is also in the investment advisory industry, charging its clients for investment advice for additional remuneration.
Which of the following statements is true?
A. A-2-Z can charge an individual client an advisory fee for its advice or a commission when it executes a trade that the client makes based on that advice, but not both.
B. A-2-Z can charge the client both an advisory fee for its advice and a commission on any trade the client makes based on the advice. This is all laid out in the advertising brochures full service brokerage firms like A-2-Z provide their prospective clients.
C. A-2-Z can charge the client only an advisory fee when it is serving as an investment adviser; no commissions may be collected.
D. A-2-Z can charge the client both an advisory fee for its advice and a commission for the execution of a trade based on that advice, but it must inform the client of its potential conflict of interest in doing so and get the client's written consent.
Answer: D
Explanation:
Explanation/Reference:
Explanation: A-2-Z can charge a client it advises an advisory fee for its advice and a commission for the execution of a trade based on that advice, but it must inform the client of the potential conflict of interest and get the client's written consent. It must also provide an itemized statement of all such agency cross transactions performed for the client at least annually.

NEW QUESTION: 2
ネットワークに、Azure Active Directory（Azure AD）テナントと同期するオンプレミスのActive Directoryドメインが含まれています。テナントには、次の表に示すユーザーが含まれています。

テナントには、次の表に示すグループが含まれています。

次の設定を含む多要素認証（MFA）登録ポリシーを構成します。
*割り当て：
*含める：Group1
*グループ2を除外
*コントロール：Azure MFA登録が必要
*ポリシーを実施：オン
次の各ステートメントについて、ステートメントがtrueの場合は[はい]を選択します。それ以外の場合は、[いいえ]を選択します。

Answer:
Explanation:
Explanation

NEW QUESTION: 3
最近、システムが実稼働環境に昇格しました。 IS監査人は、上級管理職から年次IT監査計画を更新するように依頼されました。次のうち、監査人の次の行動方針はどれですか？
A. 変更なしで計画を維持し、新しいシステムの個別のレビューを実行します
B. 新しいシステムを含めるように監査計画を更新します
C. 新しいシステムの監査を実施するために第三者と契約します。
D. 新しいシステムを含めるようにリスク評価を更新します。
Answer: D

NEW QUESTION: 4
Why is "slack space" of value to an information security manager as pan of an incident investigation?
A. It provides flexible space for the investigation
B. Hidden data may be stored there
C. Slack space is encrypted
D. The slack space contains login information
Answer: B
Explanation:
Explanation/Reference:
Explanation:
"Slack space" is the unused space between where the fdc data end and the end of the cluster the data occupy. Login information is not typically stored in the slack space. Encryption for the slack space is no different from the rest of the file system. The slack space is not a viable means of storage during an investigation.