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  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
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  • Exam Code: Series63
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  • Exam Code: Series63
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NEW QUESTION: 1
If a manager is taking a leave of absence, how can the Admin using Advanced Approval ensure that another manager will receive Approval requests during the period in which the original manager absent?
A. Create a new Approver record, with the Group ID field set to the ID of a Public Group that contains all of the managers. On the original manager's Approver record, click the Replace button and select the new Approver record.
B. On the original manager's Approver record, reference a different manager's Approver record in the Next Approver lookup field. Clear the Next Approver lookup field once the original manager returns from leave.
C. On the original manager's Approver record, set the Delegated Approver lookup field to reference a different manager's Approver record, and set the Delegated End field for the date of the original manager's return.
D. Create an Approval Rule with an Effective Start Date and Effective End Date spanning the absence. Populate the Approver field of the rule with the subtitle Approver, then add the rule to the existing Approval chain as the first step.
Answer: C

NEW QUESTION: 2
You can split accounting for a line item. You might split accounting in which of the following case(s)?
Please choose the correct answer.
Response:
A. None of the above
B. Both a and b
C. You might split if an item must be charged against multiple ledger accounts
D. You might split accounting if an item will be used by multiple departments
Answer: B

NEW QUESTION: 3
A Guardium administrator is using the Classification, Entitlement and Vulnerability assessment features of the product.
Which of the following are correct with regards to these features? (Select two.)
A. Entitlement reports are predefined database privilege reports and are populated to the Guardium appliance via S-TAP.
B. The classification feature discovers sensitive assets including credit card numbers or national card numbers from various data sources.
C. Classification for databases and files use the same mechanisms and patterns to search for sensitive data.
D. Vulnerability Assessment identifies and helps correct security vulnerabilities and threats in the database infrastructures.
E. Vulnerability Assessment reports are populated to the Guardium appliance via S-TAP.
Answer: B,D
Explanation:
Explanation/Reference:
D: Guardium Vulnerability Assessment enables you to identify and correct security vulnerabilities in your database infrastructure.
E: As the size and organization of the corporate database grows, sensitive information like credit card numbers and transactions, or personal financial data, may be present in multiple locations, without the knowledge of the current owners of that data. This frequently happens in corporations that have experienced mergers and acquisitions and in older corporations where legacy systems have outlasted their original owners. Even in the best of cases, integration and enhancement projects between disparate systems can easily leave sensitive data unknown and unprotected.
Guardium provides the Classification feature to discover and classify sensitive data, so that you can make and enforce effective access policy decisions.
Incorrect:
Not A: The Guardium S-TAP is a lightweight software agent installed on a database server system. The S- TAP monitors database traffic and forwards information about that traffic to a Guardium system. Guardium S-TAP includes support for:
Capture of all database activities on DB2 for z/OS by privileged users, mainframe-resident applications, and network clients
Capture of critical operations such as SELECTs, DML, DDL, GRANTS, and REVOKES Not C: Use Guardium's predefined database entitlement (privilege) reports) to see who has system privileges and who has granted these privileges to other users and roles. Database entitlement reports are important for auditors tracking changes to database access and to ensure that security holes do not exist from lingering accounts or ill-granted privileges.
Reference: http://www-01.ibm.com/support/knowledgecenter/SSMPHH_10.0.0/com.ibm.guardium.doc/ assess/va_intro.html?lang=en
Reference: https://www-01.ibm.com/support/knowledgecenter/SSMPHH_9.1.0/com.ibm.guardium91.doc/ discover/topics/classification.html

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