FINRA Series-7 dumps - in .pdf

Series-7 pdf
  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Version: V17.95
  • Q & A: 400 Questions and Answers
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  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Version: V17.95
  • Q & A: 400 Questions and Answers
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  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • Software Price: $51.98
  • Testing Engine

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NEW QUESTION: 1
Which among the following acts as a trigger for risk response process?
A. Risk level increase above risk tolerance
B. Risk level equates the risk tolerance
C. Explanation:
The risk response process is triggered when a risk exceeds the enterprise's risk tolerance level. The acceptable variation relative to the achievement of an objective is termed as risk tolerance. In other words, risk tolerance is the acceptable deviation from the level set by the risk appetite and business objectives. Risk tolerance is defined at the enterprise level by the board and clearly communicated to all stakeholders. A process should be in place to review and approve any exceptions to such standards.
D. Risk level equates risk appetite
E. Risk level increases above risk appetite
Answer: A
Explanation:
and A are incorrect. Risk appetite level is not relevant in triggering of risk response process. Risk appetite is the amount of risk a company or other entity is willing to accept in pursuit of its mission. This is the responsibility of the board to decide risk appetite of an enterprise. When considering the risk appetite levels for the enterprise, the followingtwo major factors should be taken into account: The enterprise's objective capacity to absorb loss, e.g., financial loss, reputation damage, etc. The culture towards risk taking-cautious or aggressive. In other words, the amount of loss the enterprise wants to accept in pursue of its objective fulfillment. Answer: D is incorrect. Risk response process is triggered when the risk level increases the risk tolerance level of the enterprise, and not when it just equates the risk tolerance level.

NEW QUESTION: 2

A. Option B
B. Option F
C. Option C
D. Option A
E. Option D
F. Option E
Answer: A,B,D
Explanation:
Explanation
Network virtualization architecture has three main components: + Network access control and segmentation of classes of users: Users are authenticated and either allowed or denied into a logical partition. Users are segmented into employees, contractors and consultants, and guests, with respective access to IT assets. This component identifies users who are authorized to access the network and then places them into the appropriate logical partition. + Path isolation: Network isolation is preserved across the entire enterprise: from the edge to the campus to the WAN and back again. This component maintains traffic partitioned over a routed infrastructure and transports traffic over and between isolated partitions. The function of mapping isolated paths to VLANs and to virtual services is also performed in component.+ Network Services virtualization:
This component provides access to shared or dedicated network services such as security, quality of service (QoS), and address management (Dynamic Host Configuration Protocol [DHCP] and Domain Name System
[DNS]). It also applies policy per partition and isolates application environments, if required.
Reference: http://www.cisco.com/c/en/us
/products/collateral/switches/catalyst-6500-series-switches/white_paper_c11-531522.pdf

NEW QUESTION: 3
動的リストの2つのコンポーネントは何ですか? (2つの回答を選択してください)
A. 複数の静的リストに分割できます。
B. 条件に基づいてリストのメンバーシップを自動的に更新します。
C. 最初に実行されるときにのみ、見込み客をリストに追加します。
D. 新しい見込み客が追加されたときにトリガーするアクションを動的リストに追加できます。
Answer: A,B

NEW QUESTION: 4
True or False: A customer using SnowSQL / native connectors will be unable be unable to able to also use the Snowflake Web interface (UI) unless access to the UI is explicitly granted by supported.
A. False
B. True
Answer: A

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